Form D · Hedge Fund

THB MICROCAP FUND, LLC

Norwalk, CT · CIK 0001500702

Offering snapshot reported Apr 22, 2020 · SEC filing

Reported sold
$183M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$2.5K
Reported outside-investor minimum
First sale
Aug 26, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$190M$380MSep 10, 2010: $55,072,499.00Sep 10, 2010Oct 26, 2010: $55,072,499.00Oct 27, 2011: $61,801,156.00Dec 18, 2012: $62,685,271.00Dec 18, 2013: $63,026,071.00Mar 11, 2015: $63,082,071.00May 9, 2016: $324,452,175.00May 9, 2017: $380,308,953.00Apr 23, 2018: $183,402,100.00Apr 23, 2019: $183,402,100.00Apr 22, 2020: $183,402,100.00Apr 22, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 22, 2020Amendment$183,402,100$0vs Apr 23, 201940SEC filing
Apr 23, 2019Amendment$183,402,100$0vs Apr 23, 201840SEC filing
Apr 23, 2018Amendment$183,402,100-$196,906,853vs May 9, 201740SEC filing
May 9, 2017Amendment$380,308,953$55,856,778vs May 9, 201640SEC filing
May 9, 2016Amendment$324,452,175$261,370,104vs Mar 11, 201540SEC filing
Mar 11, 2015Amendment$63,082,071$56,000vs Dec 18, 201330SEC filing
Dec 18, 2013Amendment$63,026,071$340,800vs Dec 18, 201229SEC filing
Dec 18, 2012Amendment$62,685,271$884,115vs Oct 27, 201128SEC filing
Oct 27, 2011Amendment$61,801,156$6,728,657vs Oct 26, 201024SEC filing
Oct 26, 2010Amendment$55,072,499$0vs Sep 10, 201021SEC filing
Sep 10, 2010Initial$55,072,499No comparison21SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-147567

Source: Form D, filed Apr 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Gordon Bennett Executive
William Bryant Executive
Christopher Nicholas Cuesta Executive
Keith Edward Dickinson Executive
James Michael Kennedy Executive
Chad Michael Nelson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Thomson Horstmann & Bryant, Inc. 501 Merritt 7
Norwalk, CT, 06851