Form D · Other

Thales Ventures LLC

New York, NY · CIK 0001711339

Offering snapshot reported Jul 24, 2017 · SEC filing

Reported sold
$620K
Offering amount: $620K
Investors reported
40
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jun 22, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$310K$620KJul 7, 2017: $620,000.00Jul 7, 2017Jul 24, 2017: $620,000.00Jul 24, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors41 → 40

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 24, 2017Amendment$620,000$0vs Jul 7, 201740SEC filing
Jul 7, 2017Initial$620,000No comparison41SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$62K
Finders' fees
$0
Form D file number
021-290229
To be paid to WealthForge Securities, LLC CRD # 152550

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
WealthForge Securities, LLC152550WealthForge Securities, LLC · CRD 152550

Source: Form D, filed Jul 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THALES VENTURES LLC

Investment adviser: LAWSHARES, LLC

Gross asset value
$620K
Beneficial owners
40
ADV minimum commitment
$5K

Reported in Form ADV on Feb 22, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian ATLANTIC CAPITAL BANK ATLANTA, Georgia, United States Related to adviser: No
Marketer WEALTHFORGE SECURITIES, LLC RICHMOND, Virginia, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

WEALTHFORGE SECURITIES, LLC
CRD 152550 · SEC 8-68464

Filing source

Form ADV 1492665 · Feb 22, 2021 · Schedule D 7.B.(1), fund 805-6363941263

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Greenberg Executive
Max Volsky Executive

Issuer details

Industry: Other (See others in industry)

Address:
33 Whitehall Street Floor 16
New York, NY, 10004