Form D · Venture Capital Fund
TFI Investors, LLC
Kirkland, WA · CIK 0001743969
Offering snapshot reported Jun 19, 2018 · SEC filing
- Reported sold
- $2.75M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 4, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 19, 2018 | Initial | $2,750,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-314888
Source: Form D, filed Jun 19, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TFI INVESTORS, LLC
Investment adviser: WESTRIVER MANAGEMENT, LLC
- Gross asset value
- $9.1M
- Beneficial owners
- 5
- ADV minimum commitment
- $0
Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
Filing source
Form ADV 1391719 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-8756967244
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Erik Anderson | Executive |
| Trent Dawson | Executive |
| N/A N/A Tfi Manager, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Kirkland, WA, 98033