Form D · Private Equity Fund

Tetragon Credit Income II L.P.

Grand Cayman, E9 · CIK 0001657496

Offering snapshot reported Jun 7, 2017 · SEC filing

Reported sold
$350M
Indefinite offering
Investors reported
28
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 9, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$175M$350MNov 18, 2015: $142,900,000.00Nov 18, 2015Mar 10, 2016: $203,400,000.00Mar 10, 2016Aug 23, 2016: $253,400,000.00Aug 23, 2016Nov 18, 2016: $253,400,000.00Jun 7, 2017: $349,600,000.00Jun 7, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$253,400,000 → $349,600,000
  • Reported investors24 → 28

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 7, 2017Amendment$349,600,000$96,200,000vs Nov 18, 201628SEC filing
Nov 18, 2016Amendment$253,400,000$110,500,000vs Nov 18, 201524SEC filing
Aug 23, 2016Amendment$253,400,000$50,000,000vs Mar 10, 201624SEC filing
Mar 10, 2016Amendment$203,400,000$60,500,000vs Nov 18, 201516SEC filing
Nov 18, 2015Initial$142,900,000No comparison10SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.37M
Finders' fees
$0
Form D file number
021-251479
To be paid upon closing or drawdown of applicable commitments.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691
Merrill Lynch International162416
Blue Sand Securities LLC42976
ISP Securities AGNone
GreensLedge Capital Markets, LLC151026

Source: Form D, filed Jun 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TETRAGON CREDIT INCOME II L.P.

Investment adviser: TETRAGON PARTNERS L.P.

Gross asset value
$16.3M
Beneficial owners
37
ADV minimum commitment
$100K

Reported in Form ADV on Jun 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FINANCIAL SERVIES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C FUND SERICES (CAYMAN) LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian EDB CUSTODIAL SERVICES LIMITED DUBLIN, Ireland Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 1323

EDB CUSTODIAL SERVICES LIMITED
LEI 549300O60MKND7BWGT09

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

Filing source

Form ADV 2110136 · Jun 4, 2026 · Schedule D 7.B.(1), fund 805-6714327718

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alan Bozian Executive
Paddy Dear Executive
James Frischling Executive
Reade Griffith Executive
Thomas Glenn Mitchell Executive
N/A Tetragon Credit Income Partners Ltd. Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Tetragon Credit Income Partners Ltd. Ugland House
Grand Cayman, E9, KY1-1104