Form D · Hedge Fund

Terrapin TALF Investments, L.P.

Grand Cayman, E9 · CIK 0001469731

Offering snapshot reported Jun 28, 2012 · SEC filing

Reported sold
$17.2M
Indefinite offering
Investors reported
27
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 17, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.58M$17.2MAug 14, 2009: $15,015,100.00Aug 14, 2009Oct 8, 2010: $17,165,100.00Oct 8, 2010Oct 11, 2011: $17,165,100.00Oct 11, 2011Jun 28, 2012: $17,165,100.00Jun 28, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2012Amendment$17,165,100$0vs Oct 11, 201127SEC filing
Oct 11, 2011Amendment$17,165,100$0vs Oct 8, 201027SEC filing
Oct 8, 2010Amendment$17,165,100$2,150,000vs Aug 14, 200927SEC filing
Aug 14, 2009Initial$15,015,100No comparison22SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$22.1K (estimated)
Form D file number
021-133663
Selling Agent's clients are paying 1+ 20% management and performance fee over a 10% hurdle and Issuer will pay Selling Agent a rebate of 20% of the management fee.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
First Capital Equities, Ltd.14428

Source: Form D, filed Jun 28, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TERRAPIN TALF INVESTMENTS, L.P.

Investment adviser: TERRAPIN ASSET MANAGEMENT, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jun 11, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 652129 · Jun 11, 2012 · Schedule D 7.B.(1), fund 805-6036290883

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sanjay Arora Executive
John R. Frawley Executive
Nathan Leight Executive
N/A Ttalf Gp, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Maples Corporate Services Limited Ugland House, South Church Street
Grand Cayman, E9, KY1-1104