Form D · Hedge Fund

TERRAPIN LEGENDS FUND LP

New York, NY · CIK 0001456729

Offering snapshot reported Jun 28, 2013 · SEC filing

Reported sold
$95.4M
Indefinite offering
Investors reported
152
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$47.7M$95.4MFeb 13, 2009Mar 12, 2010: $91,663,004.00Mar 16, 2010: $91,663,004.00Mar 16, 2011: $93,798,004.00Mar 16, 2012: $95,423,004.00Jun 28, 2012: $95,423,004.00Jun 28, 2013: $95,423,004.00Jun 28, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2013Amendment$95,423,004$0vs Jun 28, 2012152SEC filing
Jun 28, 2012Amendment$95,423,004$0vs Mar 16, 2012152SEC filing
Mar 16, 2012Amendment$95,423,004$1,625,000vs Mar 16, 2011152SEC filing
Mar 16, 2011Amendment$93,798,004$2,135,000vs Mar 16, 2010151SEC filing
Mar 16, 2010Amendment$91,663,004$0vs Mar 12, 2010147SEC filing
Mar 12, 2010Amendment$91,663,004No comparison147SEC filing
Feb 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$2.09M
Finders' fees
$0
Form D file number
021-127085
THE ISSUER PAID SALES COMP TO MARKS MCBROOM WALSTON SECURITIES, INC. (WHICH BECAME ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.) FROM 09/09-02-10. THE ISSUER NO LONGER PAYS ANY SALES COMP TO THIS B/D. THIS B/D CEASED REG W/ FINRA EFFECTIVE 4/10.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Stanley Smith Barney LLC149777
Deutsche Bank Securities Inc.2525
Deustche Bank Trust Company AmericasNone
UBS Financial Services Inc.8174
Marks McBroom Walston Securities Inc.43979

Source: Form D, filed Jun 28, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TERRAPIN LEGENDS FUND, LP

Investment adviser: TERRAPIN ASSET MANAGEMENT, LLC

Gross asset value
$24K
Beneficial owners
47
ADV minimum commitment
$500K

Reported in Form ADV on Aug 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP ROSELAND, New Jersey, United States
Custodian UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 943625 · Aug 27, 2015 · Schedule D 7.B.(1), fund 805-5553056369

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nathalie Cunningham Executive
John Frawley Executive
Nathan Leight Executive
N/A Terrapin Asset Management, Llc Promoter
Jason Weiss Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Terrapin Asset Management Llc 590 Madison Avenue, 35 Th Floor
New York, NY, 10022