Form D · Hedge Fund

TERRAPIN FUND OF FUNDS LP

New York, NY · CIK 0001177829

Offering snapshot reported Jun 30, 2014 · SEC filing

Reported sold
$209M
Indefinite offering
Investors reported
195
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2002
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$105M$209MMar 12, 2009: $202,753,571.00Mar 12, 2009Mar 12, 2010: $205,911,263.00Mar 14, 2011: $208,386,263.00Mar 14, 2012: $208,886,263.00Jun 28, 2012: $208,886,263.00Jun 28, 2013: $208,886,263.00Jun 30, 2014: $209,386,263.00Jun 30, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$208,886,263 → $209,386,263
  • Reported investors194 → 195

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 30, 2014Amendment$209,386,263$500,000vs Jun 28, 2013195SEC filing
Jun 28, 2013Amendment$208,886,263$0vs Jun 28, 2012194SEC filing
Jun 28, 2012Amendment$208,886,263$0vs Mar 14, 2012194SEC filing
Mar 14, 2012Amendment$208,886,263$500,000vs Mar 14, 2011195SEC filing
Mar 14, 2011Amendment$208,386,263$2,475,000vs Mar 12, 2010194SEC filing
Mar 12, 2010Amendment$205,911,263$3,157,692vs Mar 12, 2009190SEC filing
Mar 12, 2009Amendment$202,753,571No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.26M (estimated)
Finders' fees
$0
Form D file number
021-45508
Issuer pays selling agent referral fee of 50 basis points on annualized basis, and 10% of incentive allocation paid by agent's clients. Current offering commenced prior to 3/15/09; item 15 reflects information commencing from such date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Jun 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TERRAPIN FUND OF FUNDS, L.P.

Investment adviser: TERRAPIN ASSET MANAGEMENT, LLC

Gross asset value
$50K
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian FLAGSTAR BANK, N.A. WHITE PLAINS, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 1853253 · Mar 27, 2024 · Schedule D 7.B.(1), fund 805-6009970843

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Nathalie Cunningham Director, Executive
John R. Frawley, Jr. Director, Executive
Nathan D. Leight Executive
Dean Rubino Executive
N/A Terrapin Asset Management, Llc Executive
Jason Weiss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
590 Madison Avenue, 35 Th Floor
New York, NY, 10022