Form D · Other Real Estate
Terra Secured Income Fund, LLC
New York, NY · CIK 0001468889
Offering snapshot reported Aug 12, 2010 · SEC filing
- Reported sold
- $17.7M Offering amount: $20M
- Investors reported
- 336 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 28, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$50,000 → $17,672,584
- Reported investors1 → 336
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2010 | Amendment | $17,672,584 | $17,622,584vs Oct 28, 2009 | 336 | SEC filing |
| Mar 30, 2010 | Amendment | $10,075,134 | $10,025,134vs Oct 28, 2009 | 200 | SEC filing |
| Oct 28, 2009 | Amendment | $50,000 | $0vs Sep 10, 2009 | 1 | SEC filing |
| Sep 10, 2009 | Amendment | $50,000 | $0vs Aug 4, 2009 | 1 | SEC filing |
| Aug 4, 2009 | Initial | $50,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-133308
Based on Maximum Offering Price
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Lightstone Securities, LLC | 132596 | |
| IBN Financial Services | 43260 | |
| World Equity Group | 29087 | Michael Wolf |
| Capitol Securities | 14169 | |
| Synergy Investment Group | 46035 | |
| NorthStar Financial Partners | 107708 | |
| Workman Securities Corp | 31898 | |
| Waterford Investor Services | 46227 | |
| Source Capital Group Inc. | 36719 | |
| WFG Investments | 22704 | |
| Abshier Webb Donnelly & Baker, Inc. | 104051 | |
| Sunbelt Securities | 42180 | |
| Resource Horizons | 104368 | Kelly Miller |
| Okoboji Financial | 33727 | |
| Institutional Capital Management, Inc. | 41055 | |
| Stephen A. Kohn | 41067 | |
| Berthel Fisher | 13609 | |
| EDI Financial | 15699 | |
| Financial West Group | 16668 | |
| Southeast Investments | 43035 | |
| Lowell and Co. | 24913 | |
| Merrimac Corporate Securities | 35463 | |
| Advisory Group Equity Services Ltd | 15427 | William McCance |
| Dewaay Financial | 30767 | Dustin Bahnsen |
| First Independent Financial Services | 128904 | Philip Palmer |
| First Midwest Securities, Inc. | 21786 | Trisha Cox |
| Leigh Baldwin & Co., LLC | 38751 | Leigh Baldwin |
| Transam Securities, Inc. | 18923 | Barry M. Smith |
| National Securities Corp | 7569 | Michael Cassella |
| Capital Securities Management | 14169 | Mark Hamby |
| Omni Brokerage | 16878 | Greg Paul |
| Alternative Wealth Strategies, Inc. | 130933 | |
| Cape Securities | 7072 | |
| G. A. Repple & Company | 17486 | |
| Newbridge Securities | 104065 |
Source: Form D, filed Aug 12, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce D. Batkin | Executive |
| Daniel J. Cooperman | Executive |
| James J. Flood | Executive |
| Simon J. Milde | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
805 Third Avenue 8 Th Floor
New York, NY, 10022
New York, NY, 10022