Form D · Other Real Estate
Terra Secured Income Fund 5, LLC
New York, NY · CIK 0001581874
Offering snapshot reported Feb 3, 2016 · SEC filing
- Reported sold
- $0 Offering amount: $163M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 1, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 3, 2016 | Amendment | $0 | No comparison | 0 | SEC filing |
| Jan 27, 2016 | Amendment | $894,887 | No comparison | 0 | SEC filing |
| Dec 2, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Nov 25, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 19, 2015 | Amendment | $144,581,244 | $44,538,452vs Aug 20, 2014 | 1,506 | SEC filing |
| Aug 20, 2014 | Amendment | $100,042,792 | $0vs Aug 20, 2014 | 1,034 | SEC filing |
| Aug 20, 2014 | Amendment | $100,042,792 | $99,542,792vs Aug 20, 2013 | 1,034 | SEC filing |
| Aug 20, 2013 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $6.71M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-251951
The Total Offering Amount represents the estimated exchange value of Terra Secured Income Fund, LLC through Terra Secured Income Fund 4, LLC and is subject to change.
Assumes the successful solicitation of 100% of the Units.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Terra Capital Markets, LLC | 123762 | |
| Lifemark Securities Corp. | 16204 | |
| IBN Financial Services, Inc. | 42360 | |
| EDI Financial, Inc. | 15699 | |
| World Equity Group, Inc. | 29087 | |
| Transam Securities, Inc. | 18923 | |
| Silver Oak Securities, Incorporated | 46947 | |
| Madison Avenue Securities, LLC | 23224 | |
| Financial Goal Securities, Inc. | 19066 | |
| Center Street Securities, Inc. | 26898 | |
| Bank Fund Equities, Inc. | 24999 | |
| Ausdal Financial Partners, Inc. | 7995 | |
| Arque Capital, Ltd. | 121192 | |
| Sandlapper Securities, LLC | 137906 | |
| National Securities Corporation | 7569 | |
| Lowell & Company, Inc. | 24913 | |
| Kovack Securities, Inc. | 44848 | |
| Sunbelt Securities, Inc. | 42180 | |
| IMS Securities, Inc. | 35567 | |
| American Capital Partners, LLC | 119249 | |
| Arete Wealth Management, LLC | 44856 | |
| WFG Investments, Inc. | 22704 | |
| 1st Discount Brokerage, Inc. | 39164 | |
| Source Capital Group, Inc. | 36719 | |
| Advisory Group Equity Services, Ltd. | 15427 | |
| Crown Capital Securities, L.P. | 6312 | |
| Financial West Group | 16668 | |
| Newbridge Securities Corporation | 104065 | |
| IDB Capital Corp. | 106032 | |
| Worden Capital Management LLC | 148366 |
Source: Form D, filed Feb 3, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce D. Batkin | Executive |
| Daniel J Cooperman | Executive |
| James J. Flood | Executive |
| Stephen H. Hamrick | Executive |
| Simon J. Milde | Executive |
| Gregory M. Pinkus | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
805 Third Avenue 8 Th Floor
New York, NY, 10022
New York, NY, 10022