Form D · Other Investment Fund

Term Fund 2019

New York, NY · CIK 0001626614

Offering snapshot reported Jan 17, 2019 · SEC filing

Reported sold
$2.71B
Indefinite offering
Investors reported
39
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jan 2, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.35B$2.71BJan 16, 2015: $222,489,359.00Jan 16, 2015Jan 15, 2016: $1,816,146,387.00Jan 15, 2016Jan 17, 2017: $2,507,042,642.00Jan 17, 2017Jan 17, 2018: $2,590,199,726.00Jan 17, 2018Jan 17, 2019: $2,709,459,885.00Jan 17, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,590,199,726 → $2,709,459,885

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2019Amendment$2,709,459,885$119,260,159vs Jan 17, 201839SEC filing
Jan 17, 2018Amendment$2,590,199,726$83,157,084vs Jan 17, 201739SEC filing
Jan 17, 2017Amendment$2,507,042,642$690,896,255vs Jan 15, 201639SEC filing
Jan 15, 2016Amendment$1,816,146,387$1,593,657,028vs Jan 16, 201539SEC filing
Jan 16, 2015Initial$222,489,359No comparison30SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-232370
Total aggregate sales is $2,709,459,884.70.
Commingled investment trust interests

Source: Form D, filed Jan 17, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TERM FUND 2019

Investment adviser: GSAM STABLE VALUE, LLC

Gross asset value
$135M
Beneficial owners
35
ADV minimum commitment
$5M

Reported in Form ADV on Jan 13, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1481390 · Jan 13, 2021 · Schedule D 7.B.(1), fund 805-5041502348

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Axtell Executive
Adam Clark Executive
Jesse Cole Executive
Joseph Cortese Executive
N/A Goldman Sachs Trust Company, N.A. Promoter
Walter Haydock Executive
Adam Lane Executive
Scott Mc Hugh Executive
Marc Romanoff Executive
Rachel Schnoll Executive
Kenneth Topping Executive
Michael Twohig Executive
Greg Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198