Form D · Other Investment Fund

Term Fund 2017

New York, NY · CIK 0001565079

Offering snapshot reported Dec 19, 2016 · SEC filing

Reported sold
$4.22B
Indefinite offering
Investors reported
66
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Dec 31, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.11B$4.22BDec 21, 2012Dec 24, 2013: $1,399,714,294.00Dec 24, 2013Dec 22, 2014: $3,478,626,815.00Dec 22, 2014Dec 18, 2015: $3,776,862,163.00Dec 18, 2015Dec 19, 2016: $4,216,328,382.00Dec 19, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,776,862,163 → $4,216,328,382

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 19, 2016Amendment$4,216,328,382$439,466,219vs Dec 18, 201566SEC filing
Dec 18, 2015Amendment$3,776,862,163$298,235,348vs Dec 22, 201466SEC filing
Dec 22, 2014Amendment$3,478,626,815$2,078,912,521vs Dec 24, 201362SEC filing
Dec 24, 2013Amendment$1,399,714,294No comparison25SEC filing
Dec 21, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-188896
Total aggregate sales is $4,216,328,382.22
Commingled investment trust interests

Source: Form D, filed Dec 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TERM FUND 2017

Investment adviser: GSAM STABLE VALUE, LLC

Gross asset value
$116M
Beneficial owners
38
ADV minimum commitment
$5M

Reported in Form ADV on Nov 8, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1249427 · Nov 8, 2018 · Schedule D 7.B.(1), fund 805-5815246625

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Axtell Executive
Phillip Callahan Executive
Glen Casey Executive
Adam Clark Executive
Jesse Cole Executive
N/A Goldman Sachs Trust Company, N.A. Promoter
Walter Haydock Executive
Adam Lane Executive
Scott Mc Hugh Executive
Marc Romanoff Executive
Rachel Schnoll Executive
Norborne Gee Smith Executive
Kenneth Topping Executive
Michael Twohig Executive
Greg Wilson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Goldman Sachs Trust Comany, N.A. 200 West Street
New York, NY, 10282-2198