Form D · Other Investment Fund

Term Fund 2016

New York, NY · CIK 0001538961

Offering snapshot reported Nov 21, 2016 · SEC filing

Reported sold: $3.29B
Investors reported: 44
Minimum accepted: $5M
First sale: Jan 3, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$3,014,074,473 → $3,288,071,908

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 21, 2016	Amendment	$3,288,071,908	$273,997,435vs Nov 20, 2015	44	SEC filing
Nov 20, 2015	Amendment	$3,014,074,473	$156,574,971vs Nov 26, 2014	44	SEC filing
Nov 26, 2014	Amendment	$2,857,499,502	$815,447,778vs Nov 26, 2013	42	SEC filing
Nov 26, 2013	Amendment	$2,042,051,724	$544,280,070vs Nov 26, 2012	27	SEC filing
Nov 26, 2012	Amendment	$1,497,771,654	$903,541,291vs Jan 17, 2012	27	SEC filing
Jan 17, 2012	Initial	$594,230,363	No comparison	25	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-171977

Total aggregate sales amount is $3,288,071,907.54

Commingled Investment Trust Interests

Source: Form D, filed Nov 21, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TERM FUND 2016

Investment adviser: GSAM STABLE VALUE, LLC

Gross asset value: $136M
Beneficial owners: 38
ADV minimum commitment: $5M

Reported in Form ADV on Feb 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 1165583 · Feb 2, 2018 · Schedule D 7.B.(1), fund 805-6287715054

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John Axtell	Executive
Glen Casey	Executive
Adam Clark	Executive
Jesse Cole	Executive
Brian Dillon	Executive
Linda T. Gibson	Director
N/A Goldman Sachs Trust Company, N.A.	Promoter
Joan R. Gulinello	Executive
Walter Haydock	Executive
Mary J. Kirby	Director
Karen F. Kupferberg	Director
Vincent Manning	Executive
Robert D. Mc Dorman, Jr.	Director
Scott Mc Hugh	Executive
N/A Old Mutual Asset Management Trust Co	Promoter
Ruth E. Paul	Executive
Peter L. Rollins	Director
Marc Romanoff	Executive
Rachel Schnoll	Executive
Stephen T. Scott	Director
Norborne Gee Smith	Executive
David H. Smith	Director
Kenneth Topping	Executive
Virginia M. Turner	Executive
Greg Wilson	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

200 West Street
New York, NY, 10282-2198