Form D · Other Investment Fund

Tennenbaum Waterman Fund, LP

Santa Monica, CA · CIK 0001566451

Offering snapshot reported Jan 11, 2013 · SEC filing

Reported sold
$55M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 18, 2012
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2013Initial$55,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$125K (estimated)
Finders' fees
$0
Form D file number
021-190037
Limited partnership interests

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
GreensLedge Capital Markets LLC151026

Source: Form D, filed Jan 11, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul Davis Executive
Elizabeth Greenwood Executive
Mark K. Holdsworth Executive
David A. Hollander Executive
Michael E. Leitner Executive
Howard M. Levkowitz Executive
N/A Tennenbaum Capital Partners, Llc Promoter
N/A Tennenbaum Waterman Gp, Llc Promoter
Philip M. Tseng Executive
Rajneesh Vig Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2951 28 Th Street Suite 1000
Santa Monica, CA, 90405