Form D · Hedge Fund
Ten Oak CMBS/TALF Income & Opportunity Fund, Ltd.
George Town, Grand Cayman, E9 · CIK 0001474170
Offering snapshot reported Oct 14, 2009 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 14, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-135264
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Harold Lindenthal | 123111 | Cato Capital, LLC · CRD 133142 |
| Vance A. Syphers | 441612 | Quantum Capital, LLC · CRD 143530 |
Source: Form D, filed Oct 14, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Solomon D. Lax | Director |
| N/A Ten Oak Partners Asset Management, Llc | Promoter |
| Michael Van Bemmelen | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Walkers Corporate Services Limited Walker House, 87 Mary Street
George Town, Grand Cayman, E9, KY1-9005
George Town, Grand Cayman, E9, KY1-9005