Form D · Commercial

TEI Diversified Income & Opportunity Fund V LLC

New York, NY · CIK 0001796643

Offering snapshot reported Feb 22, 2022 · SEC filing

Reported sold
$63.7M
Offering amount: $63.7M
Investors reported
466
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Feb 18, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 466

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2022Amendment$63,657,087No comparison466SEC filing
Jan 15, 2020AmendmentYet to sellNo comparison0SEC filing
Jan 15, 2020AmendmentYet to sellNo comparison0SEC filing
Jan 6, 2020InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$5.44M
Finders' fees
$0
Form D file number
021-357209

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Time Equities Securities LLC114422
Arete Wealth Management LLC44856
Center Street Securities Inc26898
Moloney Securities Co Inc38535
Crown Capital Securities6312
US Private Wealth LLC(RIA)167288
AEGIS Capital Corp15007
Paulson Investment Company LLC5670
DFPG Investments LLC155576
Nationwide Planning Associates Inc31029
Berthel Fisher & Company Financial Services Inc13609
Concorde Investment Services LLC151604
M H Leblang Inc2535
Accretive Wealth164341
Stax Capital300607
Sunbelt Securities Inc42180
Claraphi Advisory Network165868
Whitehall-Parker Securities Inc10608
Maxim Group120708
TSA Portfolio Management Inc(RIA)106440
Cabot Lodge Securities159712
Wealthforge Securities152550
Cubed Systems174967
Silicon Valley Wealth Management Solutions (RIA)159702
Dempsey Lord Smith141238
IBN Financial Services INC42360
Great Point Capital LLC33794
Emerson Equity LLC130032
Halliday Financial LLC31741
AGP / Alliance Global Partners8361
Vestech Securities Inc41409
Atomi Financial Advisors171787
McNally Financial Services Corporation121196
MJP Wealth Advisors127654
DAI Securities36673
D H Hill Securities LLLP41528

Source: Form D, filed Feb 22, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Francis Greenburger Executive
Robert Kantor Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
55 Fifth Avenue 15 Th Floor
New York, NY, 10003