Form D · Commercial

TEI Diversified Income Fund I, LLC

New York, NY · CIK 0001548399

Offering snapshot reported Jan 8, 2014 · SEC filing

Reported sold
$14.9M
Offering amount: $25M
Investors reported
197
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Apr 27, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.43M$14.9MApr 26, 2012: $0.00Apr 26, 2012Apr 26, 2012: $1,040,000.00Nov 26, 2012: $3,337,521.00Nov 26, 2012Feb 21, 2013: $4,027,521.00Jul 17, 2013: $5,107,429.00Jul 17, 2013Jan 8, 2014: $14,850,528.00Jan 8, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$0 → $14,850,528
  • Reported investors0 → 197
  • Minimum accepted$50,000 → $10,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2014Amendment$14,850,528$14,850,528vs Apr 26, 2012197SEC filing
Jul 17, 2013Amendment$5,107,429$1,079,908vs Feb 21, 201343SEC filing
Feb 21, 2013Amendment$4,027,521$690,000vs Nov 26, 201221SEC filing
Nov 26, 2012Amendment$3,337,521$3,337,521vs Apr 26, 201218SEC filing
Apr 26, 2012Initial$0No comparison0SEC filing
Apr 26, 2012Amendment$1,040,000$1,040,000vs Apr 26, 20120SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$812K (estimated)
Finders' fees
$0
Form D file number
021-177287
Offering closed on 12/31/13

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Time Equities Securities, LLC114422
Advisory Group Equity Services15427
Primex29394
Sandlapper Securities, LLC137906
DFPG Investments, Inc.155576
Marquis Financial Services, Inc.20733
JP Turner & Company43177
American Portfolios Financial Services18487
Concorde Investment Services, LLC151604
Madison Avenue Securities23224
Cascade Financial Management119030
Calton & Associates20999
Oak Tree Securities, Inc.18126

Source: Form D, filed Jan 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Francis Greenburger Executive
Robert Kantor Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
55 Fifth Avenue 15 Th Flr
New York, NY, 10003