Form D · Hedge Fund

Tectonic MGMT, LLC

Nashville, TN · CIK 0001820038

Offering snapshot reported Oct 19, 2020 · SEC filing

Reported sold: $565K
Investors reported: 6
Minimum accepted: $0
First sale: Jul 27, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$365,000 → $565,000
Reported investors3 → 6

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 19, 2020	Amendment	$565,000	$200,000vs Aug 10, 2020	6	SEC filing
Aug 10, 2020	Initial	$365,000	No comparison	3	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-372881

Source: Form D, filed Oct 19, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TECTONIC ALPHA FUND, L.P.

Investment adviser: TECTONIC MGMT, LLC

Gross asset value: $3.59M
Beneficial owners: 20
ADV minimum commitment: $0

Reported in Form ADV on Jan 25, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC. OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ELLIOTT DAVIS, LLC CHATTANOOGA, Tennessee, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ELLIOTT DAVIS, LLC
PCAOB 149

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 1818155 · Jan 25, 2024 · Schedule D 7.B.(1), fund 805-8210754125

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kenny Phillips	Executive
Matthew Poliseno	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

808 13 Th Avenue, S.
Nashville, TN, 37203-4339