Form D · Other Banking and Financial Services
Tectonic Holdings, LLC
Plano, TX · CIK 0001706364
Offering snapshot reported May 26, 2017 · SEC filing
- Reported sold
- $24M Offering amount: $24M
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- May 12, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,474,999 → $23,974,999
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 26, 2017 | Amendment | $23,974,999 | $9,500,000vs May 24, 2017 | 77 | SEC filing |
| May 24, 2017 | Initial | $14,474,999 | No comparison | 77 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $869K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-287405
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sanders Morris Harris LLC | 20580 |
Source: Form D, filed May 26, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Susan Bailey | Executive |
| Michelle Baird | Executive |
| George L. Ball | Executive |
| Darrell Ward Cain | Executive |
| Arthur Haag Sherman | Executive |
| Texas Limited Liability Company Tectonic Services, Llc | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Plano, TX, 75024