Form D · Investment Banking

Tecoma Capital, LLC

St. Thomas, VI · CIK 0001580032

Offering snapshot reported Jul 24, 2017 · SEC filing

Reported sold: $29.6M
Investors reported: 7
Minimum accepted: $100K
First sale: Jun 18, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 24, 2017	Amendment	$29,571,485	$0vs Jul 18, 2016	7	SEC filing
Jul 18, 2016	Amendment	$29,571,485	$0vs Jul 16, 2015	7	SEC filing
Jul 16, 2015	Amendment	$29,571,485	$1,800,000vs Jul 15, 2014	7	SEC filing
Jul 15, 2014	Amendment	$27,771,485	No comparison	7	SEC filing
Jul 15, 2013	Initial	Yet to sell	No comparison	0	SEC filing
Jul 15, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-199687

Source: Form D, filed Jul 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TECOMA CAPITAL, LLC

Investment adviser: TECOMA ASSET MANAGEMENT, LLC

Gross asset value: $240M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Jun 11, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Filing source

Form ADV 928201 · Jun 11, 2015 · Schedule D 7.B.(1), fund 805-9361430676

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Krista Barringer	Executive
redacted redacted	Promoter
David Smith	Executive

Issuer details

Industry: Investment Banking (See others in industry)

Address:

5328 Yacht Haven Grande Suite 116
St. Thomas, VI, 00802