Form D · Manufacturing
TECOGEN INC.
Waltham, MA · CIK 0001537435
Offering snapshot reported May 2, 2016 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 11, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 2, 2016 | Initial | $0 | No comparison | 14 | SEC filing |
| Jan 14, 2016 | Initial | $3,000,000 | No comparison | 0 | SEC filing |
| Aug 12, 2015 | Initial | $5,000,000 | No comparison | 0 | SEC filing |
| Feb 18, 2015 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
| Oct 31, 2013 | Initial | $300,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-262445
Tecogen entered into a series of share exchange agreement where they traded 1 restricted share of their common stock for every 7.86 of their majority owned subsidiary's restricted common stock along with registration rights.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None |
Source: Form D, filed May 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Joseph E Aoun | Director |
| Bonnie J Brown | Executive |
| Angelina M Galiteva | Director |
| David A Garrison | Executive |
| Ahmed F. Ghoniem | Director |
| John N Hatsopoulos | Director, Executive |
| George N Hatsopoulos | Director |
| Earl R Lewis | Director |
| Benjamin M Locke | Executive |
| Charles T Maxwell | Director |
| Robert A Panora | Executive |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
45 First Avenue
Waltham, MA, 02451
Waltham, MA, 02451