Form D · Other Investment Fund

TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LP

Los Angeles, CA · CIK 0001363377

Offering snapshot reported Mar 4, 2014 · SEC filing

Reported sold
$5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.5M$65MMar 11, 2009: $28,000,000.00Mar 11, 2009Mar 8, 2010: $64,976,423.00Mar 8, 2010Mar 9, 2011: $33,391,206.00Mar 9, 2011Mar 8, 2012: $4,279,417.00Mar 8, 2012Mar 11, 2013: $6,761,090.00Mar 11, 2013Mar 4, 2014: $5,000,001.00Mar 4, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,761,090 → $5,000,001

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 4, 2014Amendment$5,000,001-$1,761,089vs Mar 11, 20132SEC filing
Mar 11, 2013Amendment$6,761,090$2,481,673vs Mar 8, 20122SEC filing
Mar 8, 2012Amendment$4,279,417-$29,111,789vs Mar 9, 20112SEC filing
Mar 9, 2011Amendment$33,391,206-$31,585,217vs Mar 8, 20105SEC filing
Mar 8, 2010Amendment$64,976,423$36,976,423vs Mar 11, 20096SEC filing
Mar 11, 2009Amendment$28,000,000No comparisonNot reportedSEC filing
May 15, 2006PaperNot reportedNo comparisonNot reported

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-89888
NOT APPLICABLE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Mar 4, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCW OPPORTUNISTIC CORE PLUS FIXED INCOME LIMITED PARTNERSHIP

Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC

Gross asset value
$6.78M
Beneficial owners
18
ADV minimum commitment
$1M

Reported in Form ADV on Oct 9, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer TCW FUNDS DISTRIBUTORS LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

TCW FUNDS DISTRIBUTORS
CRD 16670 · SEC 8-31114

Filing source

Form ADV 759429 · Oct 9, 2013 · Schedule D 7.B.(1), fund 805-2932300159

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert D Beyer Executive
Michael E Cahill Executive
David S Devito Executive
Jamie Farnham Director
Penelope D Foley Director
Jeffrey E Gundlach Executive
Meredith S Jackson Executive
Stephen M Kane Director
Laird R Landmann Director
David Lippman Executive
Tcw Asset Management Company Director
Tad Rivelle Director
Barr Z Segal Executive
Marc I Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
865 South Figueroa Street Suite 1800
Los Angeles, CA, 90017