Form D · Other Investment Fund

TCW Long/Short Opportunties Fund, L.P.

Los Angeles, CA · CIK 0001483803

Offering snapshot reported Feb 3, 2012 · SEC filing

Reported sold
$2.55M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 5, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.28M$2.55MFeb 12, 2010: $1,350,000.00Feb 12, 2010Feb 4, 2011: $2,542,063.00Feb 4, 2011Feb 3, 2012: $2,550,699.00Feb 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,542,063 → $2,550,699

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 3, 2012Amendment$2,550,699$8,636vs Feb 4, 20118SEC filing
Feb 4, 2011Amendment$2,542,063$1,192,063vs Feb 12, 20108SEC filing
Feb 12, 2010Initial$1,350,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-138700
N/A

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Feb 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCW LONG/SHORT OPPORTUNITIES FUND, LP

Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC

Gross asset value
$2.55M
Beneficial owners
15
ADV minimum commitment
$250K

Reported in Form ADV on Jan 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LOS ANGELES, California, United States
Custodian BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States Related to adviser: No
Marketer TCW FUNDS DISTRIBUTORS LOS ANGELES, California, United States Related to adviser: Yes
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

TCW FUNDS DISTRIBUTORS
CRD 16670 · SEC 8-31114

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Filing source

Form ADV 692051 · Jan 14, 2013 · Schedule D 7.B.(1), fund 805-5999916094

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael E Cahill Executive
Tcw Asset Management Company Executive
David De Vito Executive
Chang Lee Executive
Tcw Long/Short Opportunities Gp, Llc Executive
Marc I Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
865 South Figueroa Street Suite 1800
Los Angeles, CA, 90017