Form D · Other Investment Fund

TCW Leveraged Loan Fund, L.P.

Los Angeles, X1 · CIK 0001510007

Offering snapshot reported Jan 14, 2013 · SEC filing

Reported sold
$5.46M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.73M$5.46MJan 14, 2011: $3,172,322.00Jan 14, 2011Jan 12, 2012: $4,806,471.00Jan 12, 2012Jan 14, 2013: $5,461,814.00Jan 14, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,806,471 → $5,461,814

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2013Amendment$5,461,814$655,343vs Jan 12, 20122SEC filing
Jan 12, 2012Amendment$4,806,471$1,634,149vs Jan 14, 20112SEC filing
Jan 14, 2011Initial$3,172,322No comparison1SEC filing

Offering details

Securities
Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153745
Limited Partnership Interests
n/a

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
n/aNone

Source: Form D, filed Jan 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCW LEVERAGED LOAN FUND, L.P.

Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC

Gross asset value
$15.2M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Oct 9, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK MELLON LAKE MARY, Florida, United States Related to adviser: No
Marketer TCW FUNDS DISTRIBUTORS LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

TCW FUNDS DISTRIBUTORS
CRD 16670 · SEC 8-31114

Filing source

Form ADV 759429 · Oct 9, 2013 · Schedule D 7.B.(1), fund 805-3120858589

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael E Cahill Executive
David S De Vito Executive
Stephen M. Kane Executive
Laird R Landmann Executive
Tcw Asset Management Company Director
Tad Rivelle Executive
Marc I Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
865 S. Figueroa Street Suite 1800
Los Angeles, X1, 90017