Form D · Investing

TCW High Yield II, L.P.

Los Angeles, CA · CIK 0001510132

Offering snapshot reported Jan 14, 2014 · SEC filing

Reported sold
$28.4M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$2M
Reported outside-investor minimum
First sale
Jan 3, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.6M$63.2MJan 12, 2011: $29,450,395.00Jan 12, 2011Jan 12, 2012: $63,232,849.00Jan 12, 2012Jan 14, 2013: $58,170,493.00Jan 14, 2013Jan 14, 2014: $28,411,769.00Jan 14, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$58,170,493 → $28,411,769
  • Reported investors15 → 13

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 14, 2014Amendment$28,411,769-$29,758,724vs Jan 14, 201313SEC filing
Jan 14, 2013Amendment$58,170,493-$5,062,356vs Jan 12, 201215SEC filing
Jan 12, 2012Amendment$63,232,849$33,782,454vs Jan 12, 20119SEC filing
Jan 12, 2011Initial$29,450,395No comparison5SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-153541
LIMITED PARTNERSHIP INTERESTS
NOT APPLICABLE

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NOT APPLICABLENone

Source: Form D, filed Jan 14, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCW HIGH YIELD II, LP

Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC

Gross asset value
$28.4M
Beneficial owners
12
ADV minimum commitment
$2M

Reported in Form ADV on Aug 27, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer TCW FUNDS DISTRIBUTORS LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

TCW FUNDS DISTRIBUTORS
CRD 16670 · SEC 8-31114

Filing source

Form ADV 841448 · Aug 27, 2014 · Schedule D 7.B.(1), fund 805-7997761947

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael E Cahill Executive
David S Devito Executive
Meredith Jackson Executive
Stephen M Kane Director
Laird R Landmann Director
David Lippman Executive
Tcw Asset Management Company Director, Executive
Tad Rivelle Director
Marc I Stern Executive

Issuer details

Industry: Investing (See others in industry)

Address:
865 South Figueroa Street Suite 1800
Los Angeles, CA, 90017