Form D · Other Investment Fund

TCW Distressed Fund, L.P.

Los Angeles, CA · CIK 0001683195

Offering snapshot reported Sep 15, 2017 · SEC filing

Reported sold
$46.2M
Indefinite offering
Investors reported
42
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 15, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 42

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2017Amendment$46,225,415No comparison42SEC filing
Sep 15, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-270724

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
TCW Funds Distributors LLC16670

Source: Form D, filed Sep 15, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCW DISTRESSED FUND, L.P.

Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP LOS ANGELES, California, United States
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY TORONTO, Canada Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

STATE STREET BANK AND TRUST COMPANY
LEI 549300SRT3ET25W0WR75

Filing source

Form ADV 1273693 · Mar 28, 2019 · Schedule D 7.B.(1), fund 805-2433000157

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Oladipo Ashiru Executive
Joseph Carieri Executive
Jess M. Ravich Executive
Tcw Asset Management Company Llc Tcw Asset Management Company Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
865 South Figueroa Street Suite 1800
Los Angeles, CA, 90017