Form D · Other Investment Fund

TCW CONCENTRATED CORE EQUITIES LP

Los Angeles, CA · CIK 0001101504

Offering snapshot reported Apr 25, 2012 · SEC filing

Reported sold
$77.7M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 1999
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$46M$92.1MApr 9, 2009: $90,911,206.00Apr 9, 2009Apr 9, 2010: $92,053,279.00Apr 9, 2010Apr 26, 2011: $69,842,223.00Apr 26, 2011Apr 25, 2012: $77,704,281.00Apr 25, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$69,842,223 → $77,704,281

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 25, 2012Amendment$77,704,281$7,862,058vs Apr 26, 20115SEC filing
Apr 26, 2011Amendment$69,842,223-$22,211,056vs Apr 9, 20105SEC filing
Apr 9, 2010Amendment$92,053,279$1,142,073vs Apr 9, 20096SEC filing
Apr 9, 2009Amendment$90,911,206No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-130108

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
N/ANone

Source: Form D, filed Apr 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCW CONCENTRATED CORE EQUITIES LIMITED PARTNERSHIP

Investment adviser: TCW ASSET MANAGEMENT COMPANY LLC

Gross asset value
$67.6M
Beneficial owners
5
ADV minimum commitment
$1M

Reported in Form ADV on Jan 14, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Marketer TCW FUNDS DISTRIBUTORS LOS ANGELES, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

TCW FUNDS DISTRIBUTORS
CRD 16670 · SEC 8-31114

Filing source

Form ADV 692051 · Jan 14, 2013 · Schedule D 7.B.(1), fund 805-1091903115

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert D. Beyer Executive
Craig C. Blum Executive
Michael E. Cahill Executive
David S. De Vito Executive
Tcw Asset Management Company Director
Marc I. Stern Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
865 South Figuero St Suite 1800
Los Angeles, CA, 90017