Form D · Other Investment Fund

TCM SPV I, LLC

San Rafael, CA · CIK 0001885545

Offering snapshot reported Oct 1, 2021 · SEC filing

Reported sold
$20.5M
Offering amount: $20.5M
Investors reported
10
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 15, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.3M$20.5MOct 1, 2021: $20,500,000.00Oct 1, 2021Oct 1, 2021: $20,250,000.00Oct 1, 2021Oct 1, 2021: $20,520,000.00Oct 1, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,250,000 → $20,520,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 1, 2021Initial$20,500,000No comparison10SEC filing
Oct 1, 2021Amendment$20,250,000-$250,000vs Oct 1, 202110SEC filing
Oct 1, 2021Amendment$20,520,000$270,000vs Oct 1, 202110SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-415418

Source: Form D, filed Oct 1, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TCM SPV I, LLC

Investment adviser: TRAN CAPITAL MANAGEMENT, L.P.

Gross asset value
$9.36M
Beneficial owners
8
ADV minimum commitment
$1M

Reported in Form ADV on Jun 22, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER
PCAOB 274

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

Filing source

Form ADV 1659531 · Jun 22, 2022 · Schedule D 7.B.(1), fund 805-3765469404

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tran Quoc Director, Executive
Eric Winterhalter Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1000 4 Th Street Suite 800
San Rafael, CA, 94901