Form D · Other
TBT Group, Inc
New York, NY · CIK 0001516152
Offering snapshot reported Mar 23, 2011 · SEC filing
- Reported sold
- $235K Offering amount: $1M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 11, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 23, 2011 | Initial | $235,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $18.8K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-157235
Aurora Capital LLC (LifeTech Capital Division) is entitled to a cash fee of 8% of the face value of the notes sold, a warrant and a fee to cover due diligence and legal review.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Aurora Capital LLC (LifeTech Capital Division) | 37924 | Aurora Capital LLC (LifeTech Capital Division) · CRD 37924 |
Source: Form D, filed Mar 23, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Anthony | Director |
| Daniel De Clement | Director, Executive |
| Eric Martin Weiss | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
267 5 Th Avenue Suite 1010
New York, NY, 10016
New York, NY, 10016