Form D · Other Investment Fund
TBG Institutional Series, a series of The Frontier Fund
Denver, CO · CIK 0001537798
Offering snapshot reported Feb 4, 2013 · SEC filing
- Reported sold
- $7.14M Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jan 17, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 4, 2013 | Amendment | $7,142,196 | $0vs Feb 17, 2012 | 0 | SEC filing |
| Feb 17, 2012 | Initial | $7,142,196 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-173631
The Fund does not intend to utilize selling agents now but may in the future. If retained,agents will use their best efforts to sell the Units and the commodity pool operator of the Fund may compensate such selling agents for distribution of services.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equinox Group Distributors, LLC | 21946 |
Source: Form D, filed Feb 4, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| S. Brent Bales | Executive |
| Richard E. Bornhoft | Executive |
| Frank J. Codey | Executive |
| Robert J. Enck | Executive |
| Jason H. Gerb | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Denver, CO, 80203