Form D · Private Equity Fund

TBC Dragon Investments, LLC

San Francisco, CA · CIK 0001754849

Offering snapshot reported Oct 16, 2018 · SEC filing

Reported sold
$50M
Offering amount: $50M
Investors reported
5
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 14, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MOct 2, 2018: $49,999,950.00Oct 2, 2018Oct 12, 2018: $49,999,950.00Oct 12, 2018Oct 16, 2018: $49,999,950.00Oct 16, 2018: $49,999,950.00Oct 16, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2018Amendment$49,999,950$0vs Oct 2, 20185SEC filing
Oct 16, 2018Amendment$49,999,950$0vs Oct 12, 20185SEC filing
Oct 12, 2018Amendment$49,999,950$0vs Oct 2, 20185SEC filing
Oct 2, 2018Initial$49,999,950No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-322600

Source: Form D, filed Oct 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TBC DRAGON INVESTMENTS, LLC

Investment adviser: TOMALES BAY CAPITAL, L.P.

Gross asset value
$785M
Beneficial owners
12
ADV minimum commitment
$50K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CARTA INVESTOR SERVICES, INC. SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO. LLP SAN FRANCISCO, California, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO. LLP
PCAOB 1596

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221 · LEI 8NAV47T0Y26Q87Y0QP81

Filing source

Form ADV 2088965 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-3593251079

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Iqbaljit Kahlon Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
255 California Street Suite 800
San Francisco, CA, 94111