Form D · Hedge Fund

TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND

Darien, CT · CIK 0001594295

Offering snapshot reported Sep 27, 2017 · SEC filing

Reported sold: $12.3M
Investors reported: 11
Minimum accepted: $0
First sale: Feb 1, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$18,325,829 → $12,263,293
Reported investors9 → 11

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 27, 2017	Amendment	$12,263,293	-$6,062,536vs Sep 27, 2016	11	SEC filing
Sep 27, 2016	Amendment	$18,325,829	$5,854,735vs Jan 8, 2014	9	SEC filing
Jan 8, 2014	Initial	$12,471,094	No comparison	1	SEC filing
Jan 8, 2014	Amendment	$12,471,094	$0vs Jan 8, 2014	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-209529

Source: Form D, filed Sep 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TAYLOR INSURANCE SERIES LP - SOUND POINT FLOATING RATE FUND

Investment adviser: TAYLOR INVESTMENT ADVISORS LP

Gross asset value: $7.95M
Beneficial owners: 10
ADV minimum commitment: $250K

Reported in Form ADV on Apr 7, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Custodian BMO HARRIS BANK CHICAGO, Illinois, United States Related to adviser: No

Marketer INNOVATION PARTNERS LLC MATTHEWS, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

INNOVATION PARTNERS LLC
CRD 146344 · SEC 801-78702

Filing source

Form ADV 1104872 · Apr 7, 2017 · Schedule D 7.B.(1), fund 805-9104200862

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Barry Francis Cronin	Executive
Dominic Napolitano	Executive
Jason Taylor	Executive
N/A Taylor Investment Advisors Lp	Executive
N/A Taylortaylor Investment Advisors Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

23 Old Kings Highway South Suite 100
Darien, CT, 06820