Form D · Other Investment Fund

TALF Opportunities Fund Ltd.

George Town, Grand Cayman, E9 · CIK 0001815371

Offering snapshot reported Jun 30, 2020 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $1M
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 30, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-370016

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Wells Fargo Funds Distributor, LLC	133366

Source: Form D, filed Jun 30, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TALF OPPORTUNITES FUND LTD.

Investment adviser: ALLSPRING GLOBAL INVESTMENTS, LLC

Gross asset value: $81
Beneficial owners: 3
ADV minimum commitment: $1M

Reported in Form ADV on Jan 20, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

Filing source

Form ADV 1475456 · Jan 20, 2021 · Schedule D 7.B.(1), fund 805-3959132941

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
F. Jon Baranko	Director, Executive
Jeremy M. De Palma	Director
Kirk D. Hartman	Director, Executive
Daniel J. Mavico	Executive
N/A Wells Capital Management Incorporated	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Walkers Corporate Limited Cayman Corporate Centre, 27 Hospital Rd.
George Town, Grand Cayman, E9, KY1-9008