Form D · REITS and Finance

T2 SREI FUND CA, LLC

Wheaton, IL · CIK 0001636737

Offering snapshot reported Mar 20, 2015 · SEC filing

Reported sold: $3.77M
Investors reported: 10
Minimum accepted: $100K
First sale: Sep 30, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 20, 2015	Initial	$3,770,000	No comparison	10	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.5, 3C.6
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-236312

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
AUSDAL FINANCIAL PARTNERS, INC.	7995

Source: Form D, filed Mar 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

T2 SREI FUND CA, LLC

Investment adviser: T2 CAPITAL MANAGEMENT, LLC

Gross asset value: $4.07M
Beneficial owners: 10
ADV minimum commitment: $100K

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator WOODFIELD FUND ADMINISTRATION, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States

Custodian J.P. MORGAN CHASE & CO. WHEATON, Illinois, United States Related to adviser: No

Marketer AUSDAL FINANCIAL PARTNERS, INC. DAVENPORT, Iowa, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995 · SEC 801-69266

Filing source

Form ADV 870305 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-4260733666

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeff D. Brown	Executive
Linda Searcy	Executive
John W. Southard	Executive
N/A T2 Realty Capital Management, Llc	Executive, Promoter
N/A T2 Srei Fund Gp, Llc	Executive, Promoter

Issuer details

Industry: REITS and Finance (See others in industry)

Address:

111 W. Wesley Street Suite 5
Wheaton, IL, 60187