Form D · Private Equity Fund

T2 ASSET OPPORTUNITY FUND III, LP

Wheaton, IL · CIK 0001588824

Offering snapshot reported Oct 10, 2013 · SEC filing

Reported sold: $0
Investors reported: 0
Minimum accepted: $500K
First sale: Sep 25, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 10, 2013	Initial	$0	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06c, 3C, 3C.1, 3C.5
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-204351

Source: Form D, filed Oct 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

T2 ASSET OPPORTUNITY FUND III, LP

Investment adviser: T2 CAPITAL MANAGEMENT, LLC

Gross asset value: $1.75M
Beneficial owners: 9
ADV minimum commitment: $500K

Reported in Form ADV on May 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ULTIMUS FUND SOLUTIONS, LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States

Custodian FIFTH THIRD BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer AUSDAL FINANCIAL PARTNERS, INC. DAVENPORT, Iowa, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

AUSDAL FINANCIAL PARTNERS, INC.
CRD 7995 · SEC 801-69266

Filing source

Form ADV 1655423 · May 31, 2022 · Schedule D 7.B.(1), fund 805-3466016659

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
T2 ASSET OPPORTUNITY FUND II, LP	Jul 16, 2012	Yet to sell	0
T2 ASSET OPPORTUNITY FUND III, LP (this fund)	Oct 10, 2013	$0	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jeff D. Brown	Executive
John W. Southard	Director
T2 Asset Opportunity Fund Iii Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

111 W. Wesley Street, Suite 5
Wheaton, IL, 60187