Form D · Other Health Care
T.O. Global LLC
New York, NY · CIK 0001648869
Offering snapshot reported Mar 4, 2020 · SEC filing
- Reported sold
- $1.26M Offering amount: $5M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 18, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 4, 2020 | Initial | $1,258,900 | No comparison | 9 | SEC filing |
| Oct 30, 2018 | Initial | $4,050,000 | No comparison | 21 | SEC filing |
| Sep 6, 2018 | Initial | $624,928 | No comparison | 2 | SEC filing |
| Mar 10, 2017 | Initial | $1,450,000 | No comparison | 6 | SEC filing |
| Jul 23, 2015 | Initial | $3,125,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $400K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-361920
Includes a cash fee and warrants, each equal to 8% of the gross proceeds from purchasers introduced by placement agent or 2% of such amount from purchasers introduced by the issuer & not currently invested. The estimate is based on the higher fee of 8%.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ascendant Alternative Strategies, LLC | 283881 |
Source: Form D, filed Mar 4, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel Cohen | Executive |
| Tsachi Cohen | Director |
| Barry Farkas | Director, Executive |
| Stephen Gardner | Executive |
| Joel Hersko | Director |
| Jeffrey Jones | Executive |
| Stephen Konigsberg | Executive |
| Glen Larner | Director |
| Glen Lerner | Director |
| Richard W. Lerner | Director, Executive |
| Eric Lerner | Director, Executive |
| Menachem Silber | Director |
| Bernard Sucher | Director, Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
5 Penn Plaza 23rd Floor
New York, NY, 10005
New York, NY, 10005