Form D · Other Investment Fund

MAN FRM MANAGED FUTURES STRATEGIES LLC

New York, NY · CIK 0001393359

Offering snapshot reported Feb 21, 2018 · SEC filing

Reported sold
$1.02B
Indefinite offering
Investors reported
11,571
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$511M$1.02BJul 22, 2009: $426,512,441.00Jul 22, 2009Jul 28, 2010: $684,047,770.00Aug 4, 2011: $909,403,519.00Mar 16, 2012: $965,351,266.00Jan 10, 2013: $986,455,291.00Jan 10, 2014: $999,020,195.00Apr 23, 2014: $1,002,652,522.00Apr 23, 2015: $1,006,676,523.00Feb 19, 2016: $1,009,542,791.00Feb 21, 2017: $1,020,183,905.00Feb 21, 2018: $1,021,555,905.00Feb 21, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,020,183,905 → $1,021,555,905

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2018Amendment$1,021,555,905$1,372,000vs Feb 21, 201711,571SEC filing
Feb 21, 2017Amendment$1,020,183,905$10,641,114vs Feb 19, 201611,571SEC filing
Feb 19, 2016Amendment$1,009,542,791$2,866,268vs Apr 23, 201511,513SEC filing
Apr 23, 2015Amendment$1,006,676,523$4,024,001vs Apr 23, 201411,476SEC filing
Apr 23, 2014Amendment$1,002,652,522$3,632,327vs Jan 10, 201411,431SEC filing
Jan 10, 2014Amendment$999,020,195$12,564,904vs Jan 10, 201311,394SEC filing
Jan 10, 2013Amendment$986,455,291$21,104,025vs Mar 16, 201211,257SEC filing
Mar 16, 2012Amendment$965,351,266$55,947,747vs Aug 4, 201110,982SEC filing
Aug 4, 2011Amendment$909,403,519$225,355,749vs Jul 28, 201010,322SEC filing
Jul 28, 2010Amendment$684,047,770$257,535,329vs Jul 22, 20097,942SEC filing
Jul 22, 2009Initial$426,512,441No comparison5,121SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$30.6M (estimated)
Finders' fees
$0
Form D file number
021-133010
Man Investments Inc. is an affiliate of FRM Investment Management (USA) LLC. Issuer didn't pay sales commissions to MII in this offering. MII compensates Registered Reps salary and discretionary bonus, determined by factors, incl. assets raised for Issuer

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Man Investments Inc.15770
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Feb 21, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Louis Costabile Director, Executive
Justin C Ferri Director, Executive
Jens Foehrenbach Executive
N/A Frm Investment Management (Usa) Llc Executive
Keith D. Glenfield Director, Executive
Robert Richard Hanna Executive
Solomon E. Kuckelman Executive
Thomas Lee Executive
Michelle Mc Closkey Executive
N/A Merrill Lynch Alternative Investments Llc Promoter
N/A Merrill Lynch Alternative Investments Llc ("Mlai") Executive
Deann D. Morgan Director, Executive
Paul Morton Executive
Colleen Rose Rusch Director, Executive
Steven Lawrence Suss Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Hsbc Tower 452 Fifth Avenue, 26th Floor
New York, NY, 10018