Form D · Other Energy
SYNTHESIS ENERGY SYSTEMS INC
Houston, TX · CIK 0001375063
Offering snapshot reported Feb 25, 2020 · SEC filing
- Reported sold
- $2.45M Offering amount: $2.45M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 12, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 25, 2020 | Initial | $2,450,000 | No comparison | 10 | SEC filing |
| Nov 15, 2017 | Amendment | $8,000,000 | $624,978vs Nov 14, 2017 | 16 | SEC filing |
| Nov 14, 2017 | Initial | $7,375,022 | No comparison | 16 | SEC filing |
| Jun 15, 2011 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
| Oct 1, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Sep 6, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $71.5K
- Finders' fees
- $0
- Form D file number
- 021-361286
In addition, Issuer granted broker warrants to purchase up to 122,500 shares.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Karen Kang | 4367718 | T.R. Winston & Company LLC · CRD 10571 |
Source: Form D, filed Feb 25, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles Brown | Director |
| Donald Bunnell | Director |
| Delome Fair | Executive |
| David Hiscocks | Executive |
| Kevin Kelly | Executive |
| Lorenzo Lamadrid | Director |
| Robert Rigdon | Director, Executive |
| Harry Rubin | Director |
| Denis Slavich | Director |
| Michael Storey | Director |
| Ziwang Xu | Director |
Issuer details
Industry: Other Energy (See others in industry)
Address:
One Riverway, Suite #1700
Houston, TX, 77056
Houston, TX, 77056