Form D · Hedge Fund
Synergy Asia Market Neutral Fund
Grand Cayman, E9 · CIK 0001802619
Offering snapshot reported Mar 18, 2026 · SEC filing
- Reported sold
- $4.25M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Feb 1, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 18, 2026 | Amendment | $4,250,000 | $0vs Mar 18, 2025 | 3 | SEC filing |
| Mar 18, 2025 | Amendment | $4,250,000 | $0vs Mar 18, 2024 | 3 | SEC filing |
| Mar 18, 2024 | Amendment | $4,250,000 | $0vs Feb 16, 2023 | 3 | SEC filing |
| Feb 16, 2023 | Amendment | $4,250,000 | $0vs Feb 16, 2022 | 3 | SEC filing |
| Feb 16, 2022 | Amendment | $4,250,000 | $2,000,000vs Feb 16, 2021 | 3 | SEC filing |
| Feb 16, 2021 | Amendment | $2,250,000 | $250,000vs Feb 14, 2020 | 2 | SEC filing |
| Feb 14, 2020 | Initial | $2,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-360643
Includes only securities sold to U.S. investors by the Issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Yuki-Co, LLC | 282236 | Paul Thomas Rubens · CRD 5072790 |
Source: Form D, filed Mar 18, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SYNERGY ASIA MARKET NEUTRAL FUND
Investment adviser: SYNERGY FUND MANAGEMENT GROUP LIMITED
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2072062 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-5414551411
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Harrigan | Director |
| Sau Han Eliza Lau | Director, Executive |
| Eliza Sau Han Lau | Director, Executive |
| Kwok Kee Lau | Director |
| David Pao | Director |
| N/A Synergy Fund Management Group Limited | Executive |
| N/A Synergy Fund Management Pte. Ltd. | Executive |
| Rebecca Tsang | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-1104