Form D · Hedge Fund
BayCity Small Cap Core Fund, L.P.
San Francisco, CA · CIK 0001343890
Offering snapshot reported Sep 13, 2019 · SEC filing
- Reported sold
- $17.9M Offering amount: $500M
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Nov 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 13, 2019 | Amendment | $17,912,018 | $0vs Sep 14, 2018 | 12 | SEC filing |
| Sep 14, 2018 | Amendment | $17,912,018 | $0vs Sep 25, 2017 | 12 | SEC filing |
| Sep 25, 2017 | Amendment | $17,912,018 | $0vs Aug 31, 2016 | 12 | SEC filing |
| Aug 31, 2016 | Amendment | $17,912,018 | $0vs Jul 15, 2016 | 12 | SEC filing |
| Jul 15, 2016 | Amendment | $17,912,018 | $0vs Jul 14, 2015 | 12 | SEC filing |
| Jul 14, 2015 | Amendment | $17,912,018 | $2,500,000vs Jun 24, 2014 | 12 | SEC filing |
| Jun 24, 2014 | Amendment | $15,412,018 | $0vs Jun 17, 2013 | 11 | SEC filing |
| Jun 17, 2013 | Amendment | $15,412,018 | $0vs May 2, 2012 | 11 | SEC filing |
| May 2, 2012 | Amendment | $15,412,018 | $0vs Apr 22, 2011 | 11 | SEC filing |
| Apr 22, 2011 | Amendment | $15,412,018 | $0vs Apr 8, 2010 | 11 | SEC filing |
| Apr 8, 2010 | Amendment | $15,412,018 | $1,893,584vs Mar 11, 2009 | 11 | SEC filing |
| Mar 11, 2009 | Amendment | $13,518,434 | No comparison | Not reported | SEC filing |
| Nov 3, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-83019
Limited Partner Interests
Source: Form D, filed Sep 13, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BAYCITY SMALL CAP CORE FUND, L.P.
Investment adviser: SYMPHONY ASSET MANAGEMENT LLC
- Gross asset value
- $3.14M
- Beneficial owners
- 2
- ADV minimum commitment
- $500K
Reported in Form ADV on Oct 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Filing source
Form ADV 1350423 · Oct 30, 2019 · Schedule D 7.B.(1), fund 805-6839636007
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Amy Chen | Executive |
| David Goldstein | Executive |
| Praveen Gottipalli | Executive, Promoter |
| Michael J. Henman | Executive, Promoter |
| Judith Mac Donald | Executive |
| Angela M. Mc Killen | Executive |
| Anne B. Popkin | Executive |
| Neil L. Rudolph | Executive, Promoter |
| Jeffrey L. Skelton | Executive, Promoter |
| Gunther Stein | Executive |
| N/A Symphony Asset Management Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94104