Form D · Hedge Fund
BayCity Event Driven Opportunities Fund
Boston, MA · CIK 0001545517
Offering snapshot reported Sep 14, 2018 · SEC filing
- Reported sold
- $6.57M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jan 1, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 14, 2018 | Amendment | $6,570,000 | $0vs Sep 14, 2017 | 2 | SEC filing |
| Sep 14, 2017 | Amendment | $6,570,000 | $0vs Sep 19, 2016 | 2 | SEC filing |
| Sep 19, 2016 | Amendment | $6,570,000 | $500,000vs May 2, 2016 | 2 | SEC filing |
| May 2, 2016 | Amendment | $6,070,000 | $0vs Apr 30, 2015 | 2 | SEC filing |
| Apr 30, 2015 | Amendment | $6,070,000 | $0vs May 2, 2014 | 2 | SEC filing |
| May 2, 2014 | Amendment | $6,070,000 | $270,000vs May 3, 2013 | 2 | SEC filing |
| May 3, 2013 | Amendment | $5,800,000 | $5,300,000vs Mar 28, 2012 | 2 | SEC filing |
| Mar 28, 2012 | Initial | $500,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-175763
Redeemable Shares
Source: Form D, filed Sep 14, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
BAYCITY EVENT DRIVEN OPPORTUNITIES FUND
Investment adviser: SYMPHONY ASSET MANAGEMENT LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Oct 30, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1350423 · Oct 30, 2019 · Schedule D 7.B.(1), fund 805-5389251784
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Bree | Director |
| Ivana Faltysova | Director |
| Ronan Guilfoyle | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02108