Form D · Hedge Fund

Symphony Eureka Fund, L.P.

San Francisco, CA · CIK 0001476085

Offering snapshot reported Nov 17, 2010 · SEC filing

Reported sold: $248M
Investors reported: 1
Minimum accepted: $100K
First sale: Nov 1, 2010

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 17, 2010	Amendment	$247,551,998	No comparison	1	SEC filing
Nov 5, 2009	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-135891

Limited partner interests

Source: Form D, filed Nov 17, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SYMPHONY EUREKA FUND, L.P.

Investment adviser: SYMPHONY ASSET MANAGEMENT LLC

Gross asset value: $343M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on May 27, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA LOS ANGELES, California, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 923383 · May 27, 2015 · Schedule D 7.B.(1), fund 805-2260515471

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Goldstein	Executive
Angela M. Mc Killen	Executive, Promoter
Anne B. Popkin	Executive, Promoter
Gunther Stein	Executive, Promoter
N/A Symphony Asset Management Llc	Executive, Promoter
N/A Symphony Gp Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 California Street Suite 2975
San Francisco, CA, 94104