Form D · Hedge Fund
Symphony Equity & Credit Opportunities Fund, L.P.
San Francisco, CA · CIK 0001505025
Offering snapshot reported Nov 9, 2010 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-150197
Limited partner interests
Source: Form D, filed Nov 9, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SYMPHONY EQUITY AND CREDIT OPPORTUNITIES FUND, L.P.
Investment adviser: SYMPHONY ASSET MANAGEMENT LLC
- Gross asset value
- $98.4K
- Beneficial owners
- 1
- ADV minimum commitment
- $500K
Reported in Form ADV on Apr 3, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN CLEARING CORP.
SEC 8-43724
J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724
Filing source
Form ADV 638059 · Apr 3, 2012 · Schedule D 7.B.(1), fund 805-9735353421
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Goldstein | Executive, Promoter |
| Angela M. Mc Killen | Executive, Promoter |
| Anne B. Popkin | Executive, Promoter |
| Gunther Stein | Executive, Promoter |
| N/A Symphony Asset Management Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94104