Form D · Hedge Fund

SYMPHONY CONVERTIBLE BOND FUND LP

San Francisco, CA · CIK 0001458839

Offering snapshot reported Dec 24, 2013 · SEC filing

Reported sold: $7.19M
Investors reported: 1
Minimum accepted: $500K
First sale: Apr 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,189,291 → $7,189,291

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 24, 2013	Amendment	$7,189,291	$2,000,000vs Apr 21, 2011	1	SEC filing
Apr 21, 2011	Amendment	$5,189,291	$5,797vs Apr 9, 2010	1	SEC filing
Apr 9, 2010	Amendment	$5,183,494	No comparison	1	SEC filing
Mar 6, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-128113

Limited partner interests

Source: Form D, filed Dec 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BAYCITY CONVERTIBLE BOND FUND, L.P.

Investment adviser: SYMPHONY ASSET MANAGEMENT LLC

Gross asset value: $10M
Beneficial owners: 2
ADV minimum commitment: $500K

Reported in Form ADV on Apr 26, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Filing source

Form ADV 1212150 · Apr 26, 2018 · Schedule D 7.B.(1), fund 805-8519646880

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Goldstein	Executive
Judith Mac Donald	Executive
Angela M. Mc Killen	Executive
Anne B. Popkin	Executive
Gunther Stein	Executive
N/A Symphony Asset Management Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 California Street Suite 2975
San Francisco, CA, 94104