Form D · Other Investment Fund

Symphony CLO XII, Ltd.

Cricket Square, E9 · CIK 0001590821

Offering snapshot reported Nov 4, 2013 · SEC filing

Reported sold
$500K
Offering amount: $833M
Investors reported
1
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Oct 24, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 4, 2013Initial$500,000No comparison1SEC filing

Offering details

Securities
Debt
Exemptions
06b, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-205757

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Nov 4, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CALIFORNIA STREET CLO XII, LTD.

Investment adviser: NUVEEN ASSET MANAGEMENT, LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$250K

Reported in Form ADV on Mar 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

Filing source

Form ADV 2059903 · Mar 24, 2026 · Schedule D 7.B.(1), fund 805-1953597000

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrew Dean Director
Karen Perkins Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Fs Limited Boundary Hall
Cricket Square, E9, KY1 1102