Form D · Hedge Fund

Sword Investors, LP

Beverly Hills, CA · CIK 0001625315

Offering snapshot reported Jul 26, 2018 · SEC filing

Reported sold
$36.2M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$18.1M$36.2MNov 18, 2014: $0.00Nov 18, 2014Nov 25, 2015: $34,795,288.00Nov 25, 2015Jul 26, 2018: $36,169,820.00Jul 26, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$34,795,288 → $36,169,820
  • Reported investors9 → 12
  • Minimum accepted$2,000,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2018Amendment$36,169,820$1,374,532vs Nov 25, 201512SEC filing
Nov 25, 2015Amendment$34,795,288$34,795,288vs Nov 18, 20149SEC filing
Nov 18, 2014Initial$0No comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-228580
Limited Partner Interests

Source: Form D, filed Jul 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWORD INVESTORS, LP

Investment adviser: SWORD CAPITAL PARTNERS, LLC

Gross asset value
$20.2M
Beneficial owners
14
ADV minimum commitment
$2M

Reported in Form ADV on Jan 25, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, L.L.P. DALLAS, Texas, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

GOLDMAN SACHS & CO. LLC
SEC 8-129

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 1804994 · Jan 25, 2024 · Schedule D 7.B.(1), fund 805-9543453388

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter W. Carlton Executive
Robert Miller Executive
Husan Nazer Executive
Husam Nazer Executive
N/A Oakmont Corporation Executive
N/A Sword Capital Partners, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
9171 Wilshire Blvd Suite 500
Beverly Hills, CA, 90210