Form D · Commercial Banking
Sword Financial Corp.
Horion, WI · CIK 0001764930
Offering snapshot reported Nov 2, 2026 · SEC filing
- Reported sold
- $0 Offering amount: $60.1M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 31, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2026 | Initial | $0 | No comparison | 0 | SEC filing |
| Jan 16, 2019 | Initial | $10,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.13M
- Finders' fees
- $0
- Form D file number
- 021-603301
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners, LLC | 36155 |
Source: Form D, filed Nov 2, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas P. Doughty | Director |
| Gail Marie Jones | Director |
| Charlotte M. Pagel | Director |
| Frederick C. Schwertfeger | Director, Executive |
| Alexandra G. Solanki | Director |
| John R. Triller | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
326 East Lake Street
Horion, WI, 53032
Horion, WI, 53032