Form D · Commercial Banking
SWNB BANCORP INC
Houston, TX · CIK 0001405778
Offering snapshot reported Feb 4, 2026 · SEC filing
- Reported sold
- $30M Offering amount: $30M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- Not reported Reported outside-investor minimum
- First sale
- Dec 30, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 4, 2026 | Initial | $30,000,000 | No comparison | 15 | SEC filing |
| Feb 28, 2019 | Initial | $400,000 | No comparison | 1 | SEC filing |
| May 2, 2011 | Initial | $0 | No comparison | 1 | SEC filing |
| Jul 2, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- Not reported
- Duration over one year
- Not reported
- Business combination
- Not reported
- Sales commissions
- $600K
- Finders' fees
- $0
- Form D file number
- 021-572363
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Piper Sandler & Co. | 665 |
Source: Form D, filed Feb 4, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lucy Chan | Executive |
| Michael Chang | Director |
| Carol Chen | Executive |
| Steve Chen | Director |
| Doris Chen | Director |
| Jim T. Chow | Director |
| William "Bill" H. Glick | Director |
| Binh Ho | Director |
| Michael Hong | Director |
| Suhan Sean Hou | Director |
| Ted Hsieh | Director |
| Sam T. Hwong | Director |
| Joanne Kim | Executive |
| Michael Korthuis | Executive |
| Joy Langston | Executive |
| George M. Lee | Director |
| Chao Kuan Lee | Director |
| Wea Hwa Lee | Director |
| C. K. Lee | Director |
| Jody Lee | Director |
| Sin Lee | Director |
| Chen H. Lee | Director |
| Ed Malmgren | Director |
| Edwin K. Malmgren | Director |
| Jamal Mollai | Director |
| Ajay Nagrani | Executive |
| Gary L. Owens | Director, Executive |
| Hasmukh Patel | Director |
| Hasmukbhai Patel | Director |
| Hasu Patel | Director |
| Michael Simon | Director |
| Chuanwen Sun | Director |
| Joe Ting | Director |
| Mohammed Younous | Executive |
| Mohammed Younus | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
6901 Corporate Drive
Houston, TX, 77036
Phone: 713-771-9700
Houston, TX, 77036
Phone: 713-771-9700