Form D · Oil and Gas
SWIFT ENERGY CO
Houston, TX · CIK 0000351817
Offering snapshot reported Feb 2, 2017 · SEC filing
- Reported sold
- $40M Offering amount: $40M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 26, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 2, 2017 | Initial | $39,999,978 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $600K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-279931
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. Morgan Securities LLC | 79 |
Source: Form D, filed Feb 2, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher M. Abundis | Executive |
| Robert J. Banks | Executive |
| Michael Duginski | Director |
| Gabriel L. Ellisor | Director |
| David Greenberg | Director |
| Alton D. Heckaman, Jr. | Executive |
| Christoph O. Majeske | Director |
| Marcus C. Rowland | Director |
| Charles W. Wampler | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
575 Dairy Ashford Suite 1200
Houston, TX, 77079
Houston, TX, 77079