Form D · Manufacturing
Swell Companies Ltd
Portland, OR · CIK 0001684767
Offering snapshot reported Oct 13, 2016 · SEC filing
- Reported sold
- $450K Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Aug 8, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 13, 2016 | Initial | $450,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-272398
Convertible Promissory Note and Warrant to Purchase Shares
Source: Form D, filed Oct 13, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Alleh S. Lindquist | Director, Executive, Promoter |
| Eric R. Shoemaker | Director, Executive, Promoter |
| Michael J. Thale | Director, Executive, Promoter |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
4814 Ne 107 Th Avenue
Portland, OR, 97220
Portland, OR, 97220