Form D · Pooled Investment Fund

Sweetwater Private Equity III L.P.

Encinitas, CA · CIK 0001855259

Offering snapshot reported Jun 2, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 2, 2021	Initial	Yet to sell	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-401462

Source: Form D, filed Jun 2, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SWEETWATER PRIVATE EQUITY III L.P.

Investment adviser: SWEETWATER INVESTMENT MANAGEMENT LLC

Gross asset value: $674M
Beneficial owners: 98
ADV minimum commitment: $75K

Reported in Form ADV on Aug 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT LOS ANGELES, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Custodian LADENBURG THALMANN & CO. INC. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer HARKEN CAPITAL SECURITIES, LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker LADENBURG THALMANN & CO. INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BANC OF CALIFORNIA
LEI 549300IBHVRZNE4YFN80

LADENBURG THALMANN & CO. INC.
SEC 8-17230

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

HARKEN CAPITAL SECURITIES, LLC
CRD 163749 · SEC 8-69077

LADENBURG THALMANN & CO. INC.
CRD 505 · SEC 8-17230

Filing source

Form ADV 2120624 · Aug 31, 2026 · Schedule D 7.B.(1), fund 805-3032422511

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Gamett	Director
Brent Granado	Director
Gregg Parise	Director
N/A Sweetwater Private Equity Iii Gp Llc	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

662 Encinitas Blvd Suite 230
Encinitas, CA, 92024